Au Viet Securities Corporation

Au Viet Securities Corporation provides financial services to institutional clients and high-net-worth individual investors in Vietnam. The company offers brokerage services for listed securities; accounts for trading securities; investment advisory services for listed and unlisted stocks/ICFs; custody services; shareholder book management service, which consists of providing information of issuance companies, such as listing information, record date for the list of shareholders, payment dividends, and shareholders meetings; mortgage services for listed stocks/IFCs and REPO services for unlisted stocks/IFCs; and cash advance services for listed shares and investment fund certificates on HOSE and HNX. It also provides financial advisory services in the areas of private placements and public offering; underwriting services; securities listing services; mergers and acquisition advisory services; advisory services on research and development strategy to institutional clients; and advisory services on operational restructuring. In addition, the company offers equitization advisory services, such as advisory on pre-equitization, procedures and legal issues; business valuation; advisory on setting up equitization processes; advisory on initial public offering; supportive activities for accomplishment; and advisory on post-equitization for state-owned, foreign invested, or limited liability enterprises. Further, it provides financial restructuring advisory services comprising analysis and assessment of the current financial situation; financial projection and identification of the optimal capital structure; advices on restructuring planning and solutions; cooperation with clients upon implementation, including negotiation with creditors and other relevant stakeholders; and additions and adjustments to the implementation plan, and assessment of the outcome. The company was founded in 2007 and is headquartered in Ho Chi Minh City, Vietnam.