Investors Capital Holdings, Ltd.

Investors Capital Holdings, Ltd., through its subsidiaries, provides securities brokerage, investment advice, asset management, financial planning, and insurance services in the United States of America. The company offers broker-dealer services primarily in support of trading and investment in securities, such as corporate equity and debt securities, U.S. Government securities, municipal securities, mutual funds, limited partnerships and other alternative investments, variable annuities, and variable life insurance, as well as provides related services, such as market information, Internet brokerage, portfolio tracking facilities, and records management. It also provides investment advisory services comprising asset allocation and portfolio rebalancing services. Investors Capital Holdings, Ltd. was founded in 1995 and is based in Lynnfield, Massachusetts. As of July 11, 2014, Investors Capital Holdings, Ltd. operates as a subsidiary of RCS Capital Corporation.